Job Title:Compliance AnalystLocation:Manchester City CentreSalary:Competitive, Salary DOEAre you looking for a new challenge working for a successful company with offices in Manchester City Centre? Do you have experience of working within risk and compliance? The Recruitment Co. are currently supporting one of our key clients on the lookout for new talent to join them and this could be exactly what you are looking for!The Role:
Complete procedural file reviews for all areas of our client
Monitoring and actioning SmartSearch alerts and reporting back to team members
Handling risk & compliance queries from staff which come through to the central mailbox or via telephone
Maintain the firm’s SRA records through mySRA, as well as employee certifications
Completing the firm’s bulking practising certificate renewal exercise
Managing the new starter process for the team which involves collating regulatory questionnaires, liaising with other central teams, speaking with heads of departments regarding any file or client transfers
Liaising with new starters to ensure their details are updated with the relevant regulatory board, and ensuring any relevant checks are carried out and training is completed.
Delivering risk & compliance induction sessions for all new starters, as well as other ad-hoc training for staff on risk issues
Updating central registers, including the staff list and those registers relating to logging internal breaches
Dealing with data protection for the firm, such as data breaches and subject access requests
Monitoring logs through the Tessian dashboard and maintaining the watchlist; investigating any flagged alerts.
Assisting in preparation for external assessments, such as Lexcel and CQS
Research regarding legal and regulatory changes affecting the firm
Liaising with CST and reviewing referral agreements
Supporting the risk & compliance team in a variety of day-to-day tasks
The Person:
Law degree or equivalent legal training
Excellent attention to detail
Strong organisational skills
Ability to work independently
Please note that The Recruitment Co. are an equal opportunities employerCPProfessionalThe Recruitment Co. is an equal opportunities employer and we’re committed to diversity and inclusion in the workplace.
Expected salary
Location
Manchester
Job date
Wed, 03 Apr 2024 23:23:21 GMT
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