Job title:
Compliance Officer- AML (Wholesale Banking)
Company
Compliance Professionals
Job description
THE COMPANY:Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:
- Advise the business on client onboarding/review referrals such as PEPs and high-risk clients subject to EDD.
- Investigation of referrals regarding Financial Crime by the business or operational areas.
- Advise the business and support areas on Financial Crime aspects, on the implementation of new products, to ensure compliance with relevant regulations;
- Ensure key Financial Crime regulatory changes are analysed and the necessary changes are implemented;
- Maintenance of the Banks Financial Crime related policies and procedures;
- Complete the regulatory reports related to Financial Crime;
- Monitoring transactions and identification of suspicious activities;
- Provide Financial Crime training;
- Assist with internal audit review focused on Financial Crime ensuring all necessary documentation and reports are provided in a timely manner.
- Monitor and analyse SWIFT transaction to identify any suspicious activities, ensuring compliance with financial crime regulations and internal policies
- Implement and maintain updates to SWIFT monitoring tool, including the integration of new sanctions lists, watchlists, and custom rules to ensure accurate detection of financial crime.
- Prepare and update financial crime and surveillance related slides and presentations for Operational Risk and Compliance Committee (ORCC), ensuring they reflect current risks, trends, and compliance measures.
- Compile and submit detailed monthly financial crime reports to Holding, providing insights into key metrics, incidents, and compliance with regulatory requirements.
- Prepare Management Information for the Operational Risk and Compliance Committee;
- Track reported incidents and follow-up on the action plans implementation;
- Other Compliance tasks and projects, as directed by the Head of Compliance
EXPERIENCE REQUIRED:
- 2nd line Financial crime/generalist compliance experience from Investment banking/wholesale banking background – NOT KYC
- Financial crime risk assessment/sanctions/policy writing experience would be highly desirable from an investment banking background
- Proven Investment /wholesale banking compliance experience is required
- Experience of acting as a second line of defence, in order to ensure strict compliance with regulations, risk management oversight and sustainable growth.
For further information please contact Hannah TabatabaiAbout this roleLocation:LondonSpecialism:Salary:Up to £85,000 paType:Reference:19286
Expected salary
£85000 per year
Location
London
Job date
Fri, 11 Jul 2025 02:04:00 GMT
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