MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

Job title:

MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

Company

Page Executive

Job description

• Lead the regulatory compliance program within the Investment Banking department.

• Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.

• Implement and manage regulatory risk assessments and audits.

• Be hands on and a doer

• Engage with regulators and internal stakeholders on compliance matters.

• Develop and update compliance policies and procedures in line with regulatory changes.

• Provide training and guidance on compliance matters to staff across the organisation.

• Report to the Head of Compliance on compliance activities and initiatives.

mlro|emerging marketsA successful MLRO (SMF 17) and Deputy Head of Compliance should have:

• An academic degree in a related field such as finance, business, or law.

• Proven expertise in regulatory compliance within the financial services industry.

• Strong knowledge of Investment Banking operations and related regulatory requirements.

• Have experience in emerging markets ideally in a small/ mid sized bank

• Excellent communication skills, with the ability to engage with regulators and internal stakeholders.

• Strong analytical and problem-solving abilities, with a keen eye for detail.

A small Investment Bank with aggressive growth plans, specialising in Emerging Markets.competitive package, please note this is a 5 day in office role.

Expected salary

£120000 per year

Location

London

Job date

Tue, 09 Apr 2024 22:24:49 GMT

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