THE COMPANY:We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:
Support ongoing annual compliance programme delivery: review of policies and procedures, suggesting improvements, and communication with relevant internal and external stakeholders.
Respond to external compliance-related requests from banks and other stakeholders.
Contribute to compliance projects e.g. implementation of new regulations.
Maintain and review existing processes related to AML, ABC, sanctions and data protection.
Manage compliance with the FCA obligations and communications with the regulator.
Respond to internal requests from trading, operations and trade finance teams, ability to translate compliance requirements into commercial language and scenarios.
Support teams across the global offices to ensure compliance standards are maintained at all locations.
To take responsibility for your performance and to work together to achieve our organizational goals.
To attend training courses which are identified as being necessary for the performanee of the role.
To be fully conversant with the Employee Handbook and supporting policies, including Health & Safety legislation and fire and emergency procedures.
EXPERIENCE REQUIRED:
3-5 years’ experience within the compliance space, need to have experience supporting on drafting of policies and procedures.
Ideally experience within a commodities firm previously, or exposure to commodities within a banking environment
Ability to work in the office 4 days a week
Sponsorship is not offered for this position
This role is not a KYC vacancy, candidates with this background will not be considered
For further information please contact Jordan WhiteAbout this roleLocation:LondonSpecialism:Salary:£Market rateType:Reference:19092
Expected salary
Location
London
Job date
Wed, 08 Jan 2025 03:29:56 GMT
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